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  3. Markets Regulation
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Financial & markets regulation

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  • Thursday, 21 January, 2021
    Julius Baer Gruppe AG
    Two former Julius Baer chief executives reprimanded by Swiss regulator

    Move relates to Boris Collardi and Bernhard Hodler’s role in connection with South American money-laundering scandal

  • Thursday, 21 January, 2021
    Paul Lewis
    Consumers deserve stronger, faster protection

    We all pay the price for the FCA’s inadequacies

  • Thursday, 21 January, 2021
    Exchange traded funds
    Fund managers speak out after crypto funds crackdown

    Concerns rise that FCA decision could push investors into ‘wild west’ market of underlying securities

  • Wednesday, 20 January, 2021
    Markets InsightPaul Tucker
    Time to look again at the financial system’s dangerous faultlines

    Change is needed after the pandemic stretched markets to the limit in March last year

  • Tuesday, 19 January, 2021
    Brexit
    EU ‘not punishing’ UK financial services sector, London envoy insists

    Bloc’s ambassador says Brussels still waiting for more information before making key regulatory decisions

  • Tuesday, 19 January, 2021
    Pensions industry
    UK ‘final salary’ pension reform watered down after backlash

    Industry and trustees warned that proposals on investing in lower-risk assets would have led to scheme closures

  • Monday, 18 January, 2021
    Pensions
    Thousands of UK savers advised to give up final-salary pensions

    FCA data showing transfers under banned charging model adds to mis-selling fears

  • Monday, 18 January, 2021
    Biden-Harris: what you need to know
    Biden names Gensler as SEC head in push towards more scrutiny

    Former Goldman banker took tough line on Wall Street while serving during Obama presidency

  • Monday, 18 January, 2021
    LexBrexit
    Deregulation in the City/Brexit: the Big Whimper Premium

    EU departure provides catalyst for a rethink on rules even if improvements are modest

  • Promoted Content
  • Monday, 18 January, 2021
    FT City Network
    City of London bosses warn against post-Brexit deregulation

    Business chiefs say there is little need for wholesale rule changes in the UK

  • Sunday, 17 January, 2021
    Rana Foroohar
    Wall Street’s new sheriff is on a mission

    Joe Biden’s likely choice for Securities and Exchange Commission chair will shake things up

  • Sunday, 17 January, 2021
    Ankush Khardori
    Boeing’s deal with the DoJ highlights the limits of US justice

    The aircraft maker’s exculpation following two 737 Max crashes includes some remarkable provisions

  • Sunday, 17 January, 2021
    FTfmThe week’s best fund management articles
    EU rules promise to reshape opaque world of sustainable investment

    Landmark regulations will force asset managers to up their game on ESG but data gaps may hinder progress

  • Sunday, 17 January, 2021
    LexMergers & Acquisitions
    Visa/Plaid: held in check Premium

    Blocking takeovers is easier than breaking up over-dominant companies

  • Friday, 15 January, 2021
    FTfmJohn Dizard
    Dealing fix for Treasury securities market is needed now

    Putting all trading and repo transactions through a central clearing house could protect the global financial system

  • Thursday, 14 January, 2021
    4 min
    Are we in a stock market bubble? | Charts that Count

    FT's Robert Armstrong looks at the surging stock prices of Tesla, Bitcoin and Nasdaq index stalwarts

  • Wednesday, 13 January, 2021
    EU financial regulation
    EU warns banks against dodging post-Brexit trading rules

    Bloc’s financial watchdog says it has observed ‘some questionable practices’

  • Tuesday, 12 January, 2021
    Brian Brooks
    Get ready for self-driving banks

    Lenders run by algorithms and blockchain technology will require 21st century regulation

  • Monday, 11 January, 2021
    Brexit
    Sunak says Brexit will ‘reinforce’ City as leading financial centre

    Despite chancellor’s confidence, UK officials fear lengthy stand-off with EU over crucial equivalence decisions

  • Monday, 11 January, 2021
    Markets InsightCarl Levin
    Time to stop trading conflicts that cost investors billions

    The incoming US administration should end payments for routing customer orders

  • Friday, 8 January, 2021
    Brexit
    City of London stumbles through first week of Brexit

    Deal struck with EU largely excluded financial services, with consequences for firms

  • Friday, 8 January, 2021
    Deutsche Bank AG
    Deutsche Bank pays nearly $125m to resolve US bribery and fraud claims

    German lender enters into agreements with prosecutors and securities regulator

  • Friday, 8 January, 2021
    ETF HubThe latest news on ETFs
    MSCI to drop Chinese telecoms companies from important indices

    China Mobile, China Telecom and China Unicom to be removed in compliance with Trump executive order

  • Friday, 8 January, 2021
    News in-depthNew York Stock Exchange LLC
    Trump’s rules on China investment spark confusion across global finance

    NYSE’s flip-flops on guidance reflect confusion on avoiding fines from January 11

  • Wednesday, 6 January, 2021
    US-China relations
    Trump moves to ban Chinese payment apps including Alipay

    US president ratchets up tech tensions with Beijing days before Joe Biden’s inauguration

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